Deontea Ltd is provides regulatory intelligence and quality assurance services. It aims at delivering pragmatic and real-life solutions to its clients. It has developed cutting hedge expertise in relation to:

• MiFID II – MiFIR
• IV & V AML Directive
• MAR
• AIFMD/R
• UCITs
• PRIIPS and other similar regulations (e.g. ESG reporting)
• Directive on the harmonisation of transparency requirements regarding disclosure of issuers whose securities are admitted to trading on a regulated market
• Prospectus Regulation
• PSD II
•  Securitisation Regulation
• CSDR
• SFTR
• MICA
• DLTR

• FSMA 2010 
• FCA Handbook
• PSR 2017
• MLR 2017 as amended (MLR 2019), JMLSG and any other related/relevant regulations on Financial Crime

• Code Monetaire & Financier
• AMF Règlement Général & Doctrine
• ACPR publications & policy positions
• Loi Sapin II
• DASPs (PSAN) regime

• AML: Loi du 12.11.2004 relative à la lutte contre le blanchiment et contre le financement du terrorisme as amended and related circulaires
• Funds: Loi du 17.12.2010 & 13.02.2013 and related circulaires
• Various CSSF circulaires transposing local & EU laws and regulations

• Federal Act on Banks and Savings
• Financial markets infrastructure Act
• Stock exchange Act
• Collective Investment  Schemes Act
• Anti-Money Laundering Act
• LSFin (FinSA)
• LEFin (FinIA)

On prior consultation, Deontea Ltd may also provide support or advice on the following subject matters: Sustainable Investments & Risks, ELTIF/EuVECA/EuSEF, GDPR or any other laws, rules and regulations impacting the financial industry with the exception of areas related to prudential aspects, Insurance/Re-insurance activities and financial risk management.

Don’t hesitate to contact us to ask a question or submit a request.